CONTENTS
Declaration 2
Acknowledgement 3
List of Abbreviations 4
List of Figures 6
Executive Summary 8
Chapter: 1 Introduction 13
1.1 Background 13
1.2 Abstract 14
1.3 Problem Statement 15
1.4 Research Questions 18
1.5 Research Objectives 18
1.6 Scope of Work 18
Chapter: 2 Literature Review 19
2.1 “A study on critical factors influencing the infrastructure development projects under public private partnership (Rajkumar, Anandakumar, Ph, Krishnamoorthy, & Phil, 2013)” 19
2.2 “Public-Private Partnership in Indian Infrastructure Development: Issue and Options (Lakshmanan, 2008)” 19
2.3 “Consideration of risk in PPP projects (Zimmermann & Eber, 2014)” 20
2.4 “Optimal risk allocation in public-private partnership (PPP) projects in India (Kakati & Dean, 2016)” 21
2.5 “A Framework to Use Public-Private Partnership for Smart City Projects (Calderini et al., 2013)” 21
2.6 “Rebooting public private partnership in India (Hans, 2017)” 21
2.7 “Efficient risk transfer in PPP wastewater treatment projects (Shrestha, Chan, Aibinu, & Chen, 2017)” 22
2.8 “Public–private partnerships in basic service delivery: impact on the poor, examples from the water sector in India (Dijk, 2008)” 22
2.9 “Public-private partnerships (PPPs) in water and sanitation in India: Lessons from China (Wu, House, & Peri, 2016)” 22
2.10 “Hybrid annuity projects – Risk mitigation for stakeholders? (CARE, 2016)” 23
2.11 “Hybrid Annuity Model (HAM) for PPP Projects (Patwardhan, 2016)” 23
2.12 “Request for proposal for development of sewage treatment plants on PPP basis at Haridwar, Uttarakhand (NMCG, 2017)” 23
2.13 “Policy for Reuse of treated waste water, Government of Gujarat; 2018 (Water Supply Department, Government of Gujarat, 2018)” 24
Chapter: 3 Research Methodology 24
Chapter: 4 Research Work . 25
4.1 Case of 245MLD STP at Kabit Khedi, Indore 25
4.2 Difference between traditional contractual agreements and PPPs 28
4.3 Categorization and Comparison of different PPP modes for suitability in sewage treatment infrastructure operations 30
4.4 Identification of apt PPP category for suitability in sewage treatment infrastructure operations 32
4.5 Case of conceptualised 45MLD integrated STP (including tertiary treatment), Rajkot 33
4.6 Risk sharing parameters in contractual agreements of different sewage treatment infrastructure projects 37
4.7 Progressive PPP mode enhancing judicious risk sharing amongst public and private partner (evaluation through literature study) (Patwardhan, 2016), (CARE, 2016) 39
Chapter: 5 Proposed best suited PPP mode for sewage treatment infrastructure operations 44
Chapter: 6 How can a local body (public partner) best facilitate execution of sewage treatment infrastructure projects using the proposed HAM based PPP mode 48
6.1 Case of 40 MLD Tertiary Treatment Plant, Bamroli, Surat 48
6.2 Case of 180MLD STP at Pirana and biogas bottling plant in the same campus, Ahmedabad 50
Chapter: 7 Formulated check-list for efficient execution of sewage treatment infrastructure projects through the proposed HAM based PPP mode 52
7.1 Ascertaining whether a sewage treatment infrastructure project has potential to be developed on PPP basis (defining the conception) 52
7.2 Transaction Phase 55
7.3 Financing Structure 56
7.4 Legal and Regulatory framework for enabling a Pro- PPP environment for sewage treatment infrastructure projects 56
7.5 How can government foster early commencement of such HAM based sewage treatment infrastructure project 57
7.6 Management Phase 58
Chapter: 8 Deliverable of the thesis study 59
Chapter: 9 Referencing 64