Foreword xii Acknowledgments xiv Abbreviations xvi PartiOverview 1 1 Introduction to the Sourcebook: Tools for Institutional, Political, and Social Analysis (TIPS) in PSIA 3 Objectives of the Sourcebook 3 Scope of the Sourcebook 4 Getting Around the Sourcebook 5 2 An Introduction to PSIA 9 PSIA Objectives 9 Elements of PSIA Methodology 15 3 A Framework for Institutional, Political, and Social Analysis in PSIA: Macro-, Meso-, and Micro-Level Analysis 31 Macro-Level Analysis: Understanding the Country and Reform Context 33 Meso-Level Analysis: Understanding the Policy Implementation Process 38 Micro-Level Analysis: Understanding the Impacts of Policy Reform 41 Reviewing Policy 54 4 PSIA and the Policy Process - 63 Understanding PSIA in Policy Processes 63 Stakeholder Participation in the Policy Process 68 5 Conclusions 75 6 Case Studies 77 PSIA Policy Impact: Mining Sector Reform in the Democratic Republic of Congo77 Combining Methods in PSIA: Land and Fertilizer Reform in Zambia 86 PSIA and the Policy Process: The Armenia Social Sector PSIA 93 Part 2 Tools and Case Studies 101 Introduction 101 7 Macro-Level Analysis: Understanding the Country and Reform Context 103 Country Context Tools 103 Reform Context Tools 104 Country Social Analysis Procedure 108 Country Social Analysis Case Study 1: Republic of Yemen 109 Country Social Analysis Case Study 2: Haiti 111 Power Analysis Procedure 117 Power Analysis Case Study: Ethiopia . 118 Drivers of Change Analysis Procedure 121 Drivers of Change Analysis Case Study: Zambia 123 Stakeholder Analysis Matrices Procedure 127 Stakeholder Analysis Case Study: Ilie Indonesia Rice Tariff PSIA 130 Political Mapping Procedure 135 Political Mapping Case Study: Decentralization and Water Sector Privatization in Albania 137 Network Analysis Procedure 141 Network Analysis Case Study: Multistakeholder Water Governance in Ghana 143 Transaction Cost Analysis Procedure 147 Transaction Cost Analysis Case Study: Chad Cotton Sector PSIA 147 RAPID Framework Procedure 151 RAPID Framework Case Study: PRSP Research-Policy Linkages 152 8 Meso-Level Analysis: Understanding the Policy Implementation Process 159 Meso-Level Stakeholder Analysis Tools 159 Meso-Levcl Institutional Analysis Tools 160 Stakeholder Analysis Matrices 161 Mesa-Level Stakeholder Analysis Case Study: The Zambia Land Reform PSIA 161 Micro-Political Mapping Procedure 166 Micro-Political Mapping Case Study: Liberalizing the Mining Sector 166 Force-Field Analysis Procedure 169 Force-Field Analysis Case Study: The Reduction of Price Controls 171 Organizational Mapping Procedure 173 Organizational Mapping Case Study: Chad Cotton Sector Reform 176 9 Micro-Level Analysis: Understanding the Impacts of Policy Reform 181 Secondary Literature Review 181 Contextual Methods 182 Participatory Methods 182 Mixed Method Tools 183 Mixed Method Case Studies 184 Literature Review Procedure, Using Systematic Review Method 186 Literature Review Case Study: PSIA of the Tanzania Crop Boards Reform ' 188 Conversational Interview Procedure 190 Conversational Interview Case Study: Participatory Ethnographic Evaluation and Research, Cambodia and Myanmar 191 Observation Procedure (Direct Observation) 194 Direct Observation Case Study: Primary Health Care Services in the. Philippines 197 Focus Group Discussion Procedure 199 Focus Group Discussion Case Study: Focus Groups for Designing HIV/'AIDS Interventions 201 Community-Level Household Questionnaire Procedure 203 Community-Level Questionnaire Case Study 1: A Village Household Survey in Palanpur, India 205 Community-Level Questionnaire Case Study 2: A Rapid City Household Survey in Cali, Colombia 206 Community-Level Questionnaire Case Study 3: The Citizen Report Card Survey in Mumbai, India 207 CoIMPact Procedure 209 The Household Economy Approach Procedure 214 The Household Economy Approach Case Study: Impact of Changes in the Global Coffee Market on Poor Households in Uganda 219 Consumer Assessment Procedure 222 Consumer Assessment Case Studies: Utility Reform in Africa 223 Mixed Method Case Studies 225 Mixed Method Case Study 1: Malawi Agricultural Market Reform PSIA 225 Mixed Method Case Study 2: Rwanda Tea Sector Reform PSIA 227 Mixed Method Case Study 3; Republic of Yemen Energy Reform PSIA 229 Mixed Method Case Study 4: Abolition of User Fees in Health Units in Uganda 232 10 Reviewing Policy 239 Social Risk Assessment 239 Scenario Setting 240 Social Risk Management Procedure 242 Social Risk Management Case Study: Vulnerability and Exclusion in Ghana :246 Scenario Analysis Procedure 249 Scenario Analysis Case Study: Scenario Analysis for the National Strategy in South Africa 250 Think Tools Procedure 253 Think Tools Case Study: The Armenia Social Sector PSIA 254 Appendix A Contents of the Accompanying CD-Rom 255 Index 261 Boxes 2.1 Political Economy of Reform: Mining Sector Restructuring in Romania 13 2.2 Ten Elements of Good PSIA 16 2.3 Considering the Counterfactual in the Alhania Water Sector Reform PSIA 18 2.4 Six Transmission Channels for PSIA 18 2.5 Policy Reforms Involving Changes in Authority 21 3.1 Country Social Analysis of the Repuhlic of Yemen 35 3.2 Stakeholder Analysis of Zambia Land Reform 38 3.3 Qualitative and Quantitative Dimensions of Poverty and Social Impact Analysis 47 3.4 Ways of Combining Qualitative and Quantitative Approaches 50 4.1 The Key Principles of Good PSIA Process 64 4.2 Selecting Policy Reforms for PSIA 64 4.3 PSIA Selection and Process in Uganda: The Strategic Exports Initiative 65 4.4 Case Study: A Process- and Moderation-Oriented PSIA in Armenia 67 4.5 The PSIA Process in Zambia 67 4.6 Organizing and Managing Meetings and Participatory Assessments 70 4.7 Potential Poverty and Social Impacts of Cambodia's Social Land Concession Program 72 6.1 Recommendations from the Final Report on the Workshop on Gecaniities' Reorganization 85 7.1 Framework tor Basic Country Analysis 122 7.2 Sample Stakeholder Analysis Table 128 7.3 Sample Importance/Influence Matrix 129 7.4 Visual Map of Political Actors and Their Degree of Support for Government 139 Figures 3.1 Tools for Institutional, Political, and Social Analysis 32 3.2 Tools for Macro-Level Analysis 33 3.3 Tools for Meso-Level Analysis 39 3.4 Tools for Micro-Level Analysis 41 3.5 The Method Data Framework 48 3.6 Tools for Reviewing Policy 54 6.1 Concentric Distribution System 96 6.2 Job Placement Performance 97 7.1 Macro-Level Analysis 103 7.2 Conflict-Poverty Cycle in Haiti 113 7.3 Drivers of Change Analytical Framework 121 7.4 Stakeholder Analysis Sequencing, with Examples 127 7.5 Individual Influence Network Maps of Different Members of the White Volta Basin Board, Ghana, 2006 . 144 7.6 The RAPID Framework 151 8.1 Meso-Lcvel Analysis 159 8.2 Stakeholders' Interest and Influence over Decision Making in Zambia Land Reform 163 8.3 Stakeholders' Interest and Influence over Implementation in Zambia Land Reform 164 8.4 Micro-Political Mapping of a Fictional Mining Reform Proposal 167 8.5 Force-Field Analysis of Employing Study Supervisors to Cover for Absent Teachers 170 8.6 Force-Field Analysis for Reduction of Price Controls 171 8.7 Static and Process Map: CotonChad 178 9.1 Micro-level Analysis 181 9.2 Summary of Steps 1-4 of the Household Economy Approach 215 9.3 New Outpatient Attendances in Government and Private Not-for-Profit Health Units in Uganda, 1997-2003 234 10.1Reviewing Policy 239 10.2 Diagram of the Scenario-Building Process 249 Tables 2.1 Policy Issues That Might Be Appropriate for PSIA 10 2.2 Examples of Transmission Channels Relevant to Specific Policy Reforms 24 2.3 Examples of TIPS Tools Relevant to Transmission Channels 27 3.1 Tools for Analysis of Country Context 34 3.2 Tools for Analysis of Reform Context 37 3.3 Tools for Analysis of the Policy Implementation Process 40 3.4 Social Analytical Frameworks for Impact Analysis 43 3.5 Diversity Continuum Checklist 44 3.6 Data Collection Methods for Impact Analysis 49 3.7 Participatory Tools for Micro-Level Poverty and Social Impact Analysis 51 6.1 Transmission Channels and Mine Sector Reforms in DRC 80 7.1 Key Actors Policy Interest Matrix, Indonesia Rice Tariff PSIA 131 7.2 The RAPID Framework: How to Influence Policy and Practice 153 8.1 Key Stakeholders in Zambia Land Reform by Category 162 9.1 Republic of Yemen Energy Reform PSIA: Policy Recommendations 233 10.1 Strategies and Arrangements of Social Risk Management 243 Overview of Tools Macro-Level Analysis Country Social Analysis 107 Power Analysis 116 Drivers of Change Analysis 120 Stakeholder Analysis Matrices 126 Political Mapping 134 Network Analysis 140 Transaction Cost Analysis 146 Research and Policy Development (RAPID) Framework 150 Meso-Level Analysis Micro-Political Mapping 165 Force-Field Analysis 168 Organizational Mapping 172 Micro-Level Analysis Literature Review-Systematic Review Method 185 Conversational Interview 189 Observation 193 Focus Croup Discussion (FGD) 198 Community-Level Household Questionnaire 202 Consultative Impact Monitoring of Policies (CoIMPacl) 208 Household Economy Approach 213 Consumer Assessment 221 Reviewing Policy Social Risk Management (SRM) Framework 241 Scenario Analysis 248 Think Tools Suite 5.0 252